-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0kZ281qW2vdGWRvYe46ojfIpcSrbKNQtuozlcVLpNCoOvizDSiLD9SXMgIPUSd7 9Op12NQTW6txG4h+FTeUHg== 0001104659-04-009898.txt : 20040412 0001104659-04-009898.hdr.sgml : 20040412 20040412162849 ACCESSION NUMBER: 0001104659-04-009898 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040412 GROUP MEMBERS: JOEL L. UCHENICK GROUP MEMBERS: JOHN GIANNUZZI GROUP MEMBERS: ROBERT A. STRINGER, JR. GROUP MEMBERS: SHERBROOKE CAPITAL HEALTH AND WELLNESS ADVISORS FUND L.P. GROUP MEMBERS: SHERBROOKE CAPITAL L.L.C. GROUP MEMBERS: SHERBROOKE CAPITAL PARTNERS, L.L.C. GROUP MEMBERS: SHERBROOKE CAPITAL, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHERBROOKE CAPITAL HEALTH & WELLNESS LP CENTRAL INDEX KEY: 0001286501 IRS NUMBER: 043446003 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2344 WASHINGTON STREET CITY: NEWTON LOWER FALLS STATE: MA ZIP: 02462 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHETECH INC CENTRAL INDEX KEY: 0001141215 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770478611 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78393 FILM NUMBER: 04728805 BUSINESS ADDRESS: STREET 1: 523 PARK POINT DRIVE STREET 2: 3RD FLOOR CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303-526-5085 SC 13G 1 a04-4362_1sc13g.htm SC 13G

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . .11

 

Under the Securities Exchange Act of 1934
(Amendment No.                              )*

 

HealtheTech, Inc.

(Name of Issuer)

 

Common Stock, $.001 par value per share

(Title of Class of Securities)

 

422210104

(CUSIP Number)

 

December 23, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sherbrooke Capital Health and Wellness, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sherbrooke Capital Health and Wellness Advisors Fund, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sherbrooke Capital Partners, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sherbrooke Capital, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sherbrooke Capital, Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
John Giannuzzi

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Joel L. Uchenick

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
504,255

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

8



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Robert A. Stringer, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
6,600

 

6.

Shared Voting Power
504,255

 

7.

Sole Dispositive Power
6,600

 

8.

Shared Dispositive Power
504,255

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
510,855

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

9



 

Item 1.

 

(a)

Name of Issuer
HealtheTech, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
523 Park Point Drive, 3rd Floor, Golden, Colorado  80401

 

 

 

Item 2.

(a)

 

(b)

 

(c)

 

 

 

 

 

 

 

Name of Person Filing

 

Address

 

Citizenship or
Place of Organization

 

 

 

 

 

 

 

Sherbrooke Capital Health and Wellness, L.P. (“Sherbrooke Fund”)

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

Delaware

 

 

 

 

 

 

 

Sherbrooke Capital Health and Wellness Advisors Fund, L.P. (“Sherbrooke Advisors Fund”)

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

Delaware

 

 

 

 

 

 

 

Sherbrooke Capital Partners, L.L.C. (“Sherbrooke Partners”)

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

Delaware

 

 

 

 

 

 

 

Sherbrooke Capital, L.L.C. (“Sherbrooke Capital”)

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

Delaware

 

 

 

 

 

 

 

Sherbrooke Capital, Inc. (“Sherbrooke Inc.”)

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

Delaware

 

 

 

 

 

 

 

John Giannuzzi

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

United States

 

 

 

 

 

 

 

Joel L. Uchenick

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

United States

 

 

 

 

 

 

 

Robert A. Stringer, Jr.

 

Sherbrooke Capital
2344 Washington Street, Newton
Lower Falls, MA  02462

 

United States

 

 

10



 

 

(d)

Title of Class of Securities
Common Stock, $.001 par value per share

 

(e)

CUSIP Number
422210104

 

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not applicable.

 

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:  As of April 9, 2004, each of the following is the owner of record of the number of shares of Common Stock, $.001 par value per share of HealtheTech, Inc. set forth next to his or its name:

 

 

Sherbrooke Fund

 

502,343 Shares

 

 

Sherbrooke Advisors Fund

 

1,912 Shares

 

 

Sherbrooke Partners

 

0 Shares

 

 

Sherbrooke Capital

 

0 Shares

 

 

Sherbrooke Inc.

 

0 Shares

 

 

Mr. Giannuzzi

 

0 Shares

 

 

Mr. Uchenick

 

0 Shares

 

 

Mr. Stringer

 

6,600 Shares

 

 

 

By virtue of their relationship as affiliated limited partnerships, whose sole general partner, Sherbrooke Partners, is managed by Sherbrooke Capital, which is managed by Sherbrooke Inc., which is managed by Mr. Giannuzzi, Mr. Uchenick and Mr. Stringer, each of Sherbrooke Fund and Sherbrooke Advisors Fund may be deemed to share voting power and the power to direct the disposition of the shares which each partnership holds of record.  Sherbrooke Partners (as the sole general partner of Sherbrooke Fund and Sherbrooke Advisors Fund), Sherbrooke Capital (as the sole manager of Sherbrooke Partners), and Sherbrooke Inc (as the sole manager of Sherbrooke Capital) may also be deemed to own beneficially the shares held of record by Sherbrooke Fund and Sherbrooke Advisors Fund.  Each of Messrs. Giannuzzi, Uchenick and Stringer, the directors of Sherbrooke Inc., may be deemed to own beneficially the shares held of record by Sherbrooke Fund and Sherbrooke Advisors Fund.  Note that 183,321 of the beneficially owned shares of Sherbrooke Fund and 889 of the beneficially owned shares of Sherbrooke Advisors Fund consist of shares issuable upon the exercise of warrants to purchase shares.

 

(b)

Percent of class:   

 

 

Sherbrooke Fund

 

6.9

%

 

 

Sherbrooke Advisors Fund

 

6.9

%

 

 

Sherbrooke Partners

 

6.9

%

 

 

Sherbrooke Capital

 

6.9

%

 

 

Sherbrooke Inc.

 

6.9

%

 

 

Mr. Giannuzzi

 

6.9

%

 

 

Mr. Uchenick

 

6.9

%

 

 

Mr. Stringer

 

7.0

%

 

 

11



 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote:

 

Sherbrooke Fund

 

0 Shares

 

 

Sherbrooke Advisors Fund

 

0 Shares

 

 

Sherbrooke Partners

 

0 Shares

 

 

Sherbrooke Capital

 

0 Shares

 

 

Sherbrooke Inc.

 

0 Shares

 

 

Mr. Giannuzzi

 

0 Shares

 

 

Mr. Uchenick

 

0 Shares

 

 

Mr. Stringer

 

6,600 Shares

 

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:

 

Sherbrooke Fund

 

504,255 Shares

 

 

Sherbrooke Advisors Fund

 

504,255 Shares

 

 

Sherbrooke Partners

 

504,255 Shares

 

 

Sherbrooke Capital

 

504,255 Shares

 

 

Sherbrooke Inc.

 

504,255 Shares

 

 

Mr. Giannuzzi

 

504,255 Shares

 

 

Mr. Uchenick

 

504,255 Shares

 

 

Mr. Stringer

 

504,255 Shares

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:

 

Sherbrooke Fund

 

0 Shares

 

 

Sherbrooke Advisors Fund

 

0 Shares

 

 

Sherbrooke Partners

 

0 Shares

 

 

Sherbrooke Capital

 

0 Shares

 

 

Sherbrooke Inc.

 

0 Shares

 

 

Mr. Giannuzzi

 

0 Shares

 

 

Mr. Uchenick

 

0 Shares

 

 

Mr. Stringer

 

6,600 Shares

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of:

 

12



 

 

Sherbrooke Fund

 

504,255 Shares

 

 

Sherbrooke Advisors Fund

 

504,255 Shares

 

 

Sherbrooke Partners

 

504,255 Shares

 

 

Sherbrooke Capital

 

504,255 Shares

 

 

Sherbrooke Inc.

 

504,255 Shares

 

 

Mr. Giannuzzi

 

504,255 Shares

 

 

Mr. Uchenick

 

504,255 Shares

 

 

Mr. Stringer

 

504,255 Shares

 

 

 

 

 

 

 

 

 

Each of Sherbrooke Fund, Sherbrooke Advisors Fund, Sherbrooke Partners, Sherbrooke Capital, Sherbrooke Inc., and Messrs. Giannuzzi, Uchenick and Stringer expressly disclaims beneficial ownership of any shares of the Common Stock of HealtheTech, Inc., except to the extent of his or its pecuniary interest therein and any shares held directly of record.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

Not applicable.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable. Sherbrooke Fund, Sherbrooke Advisors Fund, Sherbrooke Partners, Sherbrooke Capital, Sherbrooke Inc., and Messrs. Giannuzzi, Uchenick and Stringer expressly disclaim membership in a “group” as used in Rule 13d-1(b)(ii)(J) of the Securities Act of 1933, as amended.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

By signing below, each of Sherbrooke Fund, Sherbrooke Advisors Fund, Sherbrooke Partners, Sherbrooke Capital, Sherbrooke Inc., and Messrs. Giannuzzi, Uchenick and Stringer certify that, to the best of its or his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

13



 

Signatures

 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.  We also hereby agree to file this statement jointly pursuant to the Agreement listed on Exhibit 1 hereto.

 

Dated:  April 9, 2004

 

 

 

 

 

 

SHERBROOKE CAPITAL HEALTH AND
WELLNESS, L.P.

 

By:  Sherbrooke Capital Partners, L.L.C., its general
partner

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

SHERBROOKE CAPITAL HEALTH AND
WELLNESS ADVISORS FUND, L.P.

 

By:  Sherbrooke Capital Partners, L.L.C., its general

partner

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

SHERBROOKE CAPITAL PARTNERS, L.L.C.

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

 

SHERBROOKE CAPITAL, L.L.C.

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

14



 

 

SHERBROOKE CAPITAL, INC.

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Director

 

 

 

 

 

/s/ John Giannuzzi

 

 

John Giannuzzi

 

 

 

 

 

/s/ Joel L. Uchenick

 

 

Joel L. Uchenick

 

 

 

 

 

/s/ Robert A. Stringer, Jr.

 

 

Robert A. Stringer, Jr.

 

15


EX-1 3 a04-4362_1ex1.htm EX-1

Exhibit 1

 

AGREEMENT

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock, $.001 par value per share of HealtheTech, Inc.

 

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

EXECUTED this 9th day of April, 2004.

 

 

SHERBROOKE CAPITAL HEALTH AND
WELLNESS, L.P.

 

By:  Sherbrooke Capital Partners, L.L.C., its general
partner

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

SHERBROOKE CAPITAL HEALTH AND
WELLNESS ADVISORS FUND, L.P.

 

By:  Sherbrooke Capital Partners, L.L.C., its general
partner

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

SHERBROOKE CAPITAL PARTNERS, L.L.C.

 

By:  Sherbrooke Capital, L.L.C., its Manager

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 



 

 

SHERBROOKE CAPITAL, L.L.C.

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Member

 

 

 

 

 

SHERBROOKE CAPITAL, INC.

 

 

 

By:

/s/ John Giannuzzi

 

 

 

John Giannuzzi

 

 

Director

 

 

 

 

 

/s/ John Giannuzzi

 

 

John Giannuzzi

 

 

 

 

 

/s/ Joel L. Uchenick

 

 

Joel L. Uchenick

 

 

 

 

 

/s/ Robert A. Stringer, Jr.

 

 

Robert A. Stringer, Jr.

 


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